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Practices and Procedures for Financial Institution Risk Management

Practices and Procedures for Financial Institution Risk Management
Author: Gary Deutsch
Format: 3-ring binder w/CD

This manual can serve as a comprehensive guide to developing a risk management program for your financial institution. Since risk management is inherent in all aspects of financial institution products, services and functions, regulators now include risk management as a top priority in their policies, guidance, and examination requirements.

Practices and Procedures for Financial Information Risk Management covers the most critical areas on which regulators focus in examinations, including:

  • Setting up a risk management function, organizing for risk management, and appointing a Risk Management Officer (RMO)
  • Conducting risk assessments for the entire institution, and for products, services, and functions consistent with the seven regulatory risk management areas: credit risk, interest rate and market risk, liquidity risk, transaction risk, compliance and legal risk, reputation risk, and strategic risk.
  • Evaluating preventative measures to help you respond to common risk issues found in examinations.

The manual also includes more than 100 examples of specific risks, drawn from each of the major risk areas, and includes suggested remedies.

Included with your purchase is a CD with all the sample procedures and plans.

standalone: Z68; service: J83
Quantity in Basket: None
Code: J83
Price: $525.00
Shipping: 29.95
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